MintBroker Terms

You should ensure you have carefully read and understood the below before moving forward with using the MintBroker platform. If there is something unclear or if you are unsure, please contact a member of the MintBroker Support team or seek independent advice before opening an account.

Who are we?

Mint Global Markets UK, Ltd (FCA No. 791308) is a limited company registered with Companies House in England and Wales (registration number 10989337). We are an appointed representative of Thornbridge Investment Management LLP (FCA No. 713859) which is authorised and regulated by the Financial Conduct Authority (FCA). We are incorporated in the UK and we also may operate our services and systems from locations around the world. We may also use third party service providers, agents, custodians, contractors, market and utility providers, and others to provide you with our services and functions.

Our Services/What we offer

MintBroker is an online broker/dealer allowing customers access to our day trading platform. With sufficient funds in your account, we provide you the tools and capacity to trade in equity shares and Options on all US exchanges. You have the capability to buy and sell certain securities through the use of both our desktop and mobile platform.

We do not provide investment, legal or tax advice to our clients. All investors should make their own decisions or use independent advisory services. You acknowledge that MintBroker will report any information regarding your Account or income derived from your Account, to any taxing authority or agency. It is your responsibility to comply with the tax laws of the country you reside in. It is your responsibility to ensure our services are suitable for your trading needs, this includes any changes made to our services, which you may not always be made aware of. You will need to make sure our services remain suitable to your needs, and if they are no longer suitable to stop using our services immediately. You hereby agree that neither Mint Global Markets UK, Ltd. or any of our group companies, suppliers, contractors, staff, agents or directors will have any liability for any loss arising from any changes that are made to our services.

When becoming a client of MintBroker, you are automatically categorised as a ‘retail client’ which as defined by the FCA is anyone who is not a professional client or eligible counterparty. As a retail client, you benefit from the highest level of regulatory protection determined by the FCA. If you believe you are not a retail client, you must accurately fill out the application form with your trading experience so we can determine your client category.

The fees we charge for the services we provide, including the manner in which we charge fees, is described in a separate fees section on the MintBroker website. The amount and nature of our fees are also subject to change, you may not always be made aware of these changes so please keep up to date through the fees section on the website.

MintBroker is not liable in the event that the website or platform is unavailable to you for any reason if any loss or damage is incurred.

Products and Services

The information contained herein is current at the date of publication but is subject to change without notice. Mint Global Markets UK Ltd has expressed its own views and opinions on this website, and these may change without notice. This website is not directed at you if Mint Global Markets UK Ltd is prohibited by any law of any jurisdiction from making the information on this site available to you and is not intended for any use that would be contrary to local law or regulation. None of the information contained on this website is intended to constitute an offer to sell or an invitation or solicitation of an offer to buy any product or service by Mint Global Markets UK Ltd and must not be relied upon in connection with any investment decision. Products or services mentioned on this site are subject to legal and regulatory requirements in applicable jurisdictions and may not be available in all jurisdictions. Accordingly, persons are required to inform themselves of and observe any such restrictions. Nothing on this website should be construed as investment, tax, legal or other advice.

Risk Warning

Past performance is not necessarily a guide to future performance. The value of investments and the income of any financial instruments mentioned in the website may fall as well as rise, and investors may get back less than the amount originally invested. Fluctuations in exchange rates may have a positive or adverse effect on the value of foreign-currency-denominated securities and financial instruments. Certain investments involve an above-average degree of risk and should be seen as long-term in nature. The investment products and services described in the website may have tax consequences. Any tax reliefs referred to are those currently available and their value depends on the circumstances of the individual investor. You acknowledge that levels and bases of taxation may change and that Mint Global Markets UK Ltd does not provide tax advice. You should consult your own tax advisor in order to understand the tax consequences of the products and services described in the website.

Privacy and Data Protection

All information or data sent to Mint Global Markets UK Ltd via this site, by email or in any other way connected with consulting this site will be handled in accordance with statutory and regulatory requirements. As a visitor to, or person using, this site, you hereby agree Mint Global Markets UK Ltd and its relevant associated entities may record, retain and process any personal data that relates to you for the following purposes: the management of Mint Global Markets UK Ltd clients, including new business prospects, management of the contractual relationship, the prevention of irregularities, generating statistics and tests and for marketing purposes for relevant financial products and services. Mint Global Markets UK Ltd may ask you to provide your name and personal contact details if you wish to access tools and models via this site. Access to personal data gathered via this site is restricted to those persons who require this data in order to carry out their duties. You also agree that this data may be passed on to all entities associated with Mint Global Markets UK Ltd for the same purposes or to other persons in order to comply with any statutory obligation or in the event of legal interests. You also agree with such notification should the receiving person or entity be located outside the European Union, regardless of whether an adequate level of protection can be guaranteed for personal data in the country of receipt.

Copyright

The copyright and all other rights in all of the material on this website are owned by Mint Global Markets UK Ltd or the material is included with the permission of the rights owner. The information contained in this website is intended solely for the use of the person who has accessed this information and may not be reproduced, distributed or published to any other person. You may copy material on this website for your own private or domestic use only. All other copying is prohibited.

Links to other websites

On this website, you may be offered automatic links to other non-Mint Global Markets UK Ltd websites. These links are provided only as a convenience. Mint Global Markets UK Ltd does not accept any responsibility for the content of those websites or your use or inability to use such websites, the owners of which do not necessarily have any link, commercial or otherwise, with Mint Global Markets UK Ltd. The inclusion of any link does not imply affiliation, sponsorship, endorsement, verification or monitoring or approval by Mint Global Markets UK Ltd of any information contained in any non-Mint Global Markets UK Ltd website. You should also be aware that the terms and conditions of such website and the website’s statement relating to the collection and use of your personal information may be different from those applicable to your use of this website.

LAST UPDATED: Monday, November 16th, 2018 @16:15